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Tajik-Uzbek Relations: Divergent National
Historiographies Threaten To Aggravate Tensions
Igor Torbakov: 6/12/01
Tajik-Uzbek relations are marked by increasing rancor. The
latest evidence of tension is Uzbekistan’s decision to cut
natural gas supplies in early June because of Dushanbe’s debt
of about $3.5 million. In recent months the two countries
have also quarreled over Tashkent’s mining of the common border
in an effort to prevent Islamic militants from infiltrating
Uzbekistan from Tajikistan.
Another potential source of hostility is connected to divergent
national historiographies. Efforts by both countries to forge
distinct identities in the post-Soviet era are a source of
considerable friction between peoples who have co-existed
relatively peacefully in the same region for centuries.
Prior to the 19th-century Russian invasion of
Central Asia, notions of ethnicity and nationality were largely
alien to the peoples of the region. It was only after the
1917 Bolshevik revolution that large-scale social engineering,
popularly known under the label of "national delimitation"
(natsional’noe razmezhevaniye) occurred in 1924-1925.
Large chunks of Central Asian territory were turned into
"sovereign republics" and given the names of "titular
nationalities." This is how contemporary Kazakhstan,
Kyrgyzstan, Turkmenistan, Uzbekistan and Tajikistan came into
being. However, during the Soviet era, distinct national identities
could not develop properly due to the specific policies pursued
by Moscow, featuring stringent centralized control.
In the wake of the Soviet collapse, the elites of the newly
independent Central Asian states utilized historical scholarship
to help forge distinct national identities. The creation (or
re-creation) of useable past became a preoccupation for local
intellectuals, striving to service the political needs of
the new nations’ leaders. This effort, however, contributed
to the aggravation of the already uneasy relationship between
some peoples in the region, in particular between Tajiks and
Uzbeks.
Uzbeks and Tajiks have much more in common in terms of shared
history and culture than Kyrgyz and Turkmen do with them,
or with each other. The first cities in Central Asia were
undoubtedly Persian. Yet by the 14th century, Turkic
culture, too, had firmly established itself in the region.
The result of the interplay of cross-cultural currents was
a unique Turkic-Persian sedentary civilization where peoples,
languages, traditions, and symbols were to the great extent
intermixed. The populations of the oasis towns in the Bukhara
emirate and the khanates of Khiva and Kokand were mixed and
almost totally bilingual. This sedentary Tajik-Uzbek population
would invariably identify themselves first through religion,
and then through region and social position. "The settled
peoples of Central Asia regard themselves first as Muslims
and then as inhabitants of any given town or region; ethnic
concepts having virtually no significance in their eyes,"
noted Vasiliy Barthold, Russia’s leading specialist in Oriental
studies in as late as 1927.
The Soviet experiment in the "socialist nation-building"
launched the process of destruction of pre-modern Tajik-Uzbek
cultural coexistence. Today, the emergence of the independent
states of Uzbekistan and Tajikistan has inexorably turned
the two historically intertwined peoples into regional rivals.
The raison d’etat and the political desires of local
elites keen to legitimize their power have unequivocally dictated
the construction of two separate political identities. To
facilitate this process the writing of two distinct national
histories has become a must.
For a variety of reasons the designers of the Soviet "national
delimitation" in Central Asia discriminated against the
Tajiks, having deprived the newly formed republic of Tajikistan
of the two most important centers of Tajik urban culture –
Bukhara and Samarkand – which were awarded to Uzbekistan.
In the words of William Beeman, professor of anthropology
at Brown University: "The Tajik situation in some ways
resembles that of post-colonial Africa. Tajiks have been given
an impossible piece of territory with disparate population
and have been forced to make a nation out of it."
In contrast, Uzbekistan, due to Bolshevik planners’ generosity,
has emerged as the most powerful state in Central Asia, with
the richest cultural-historical background. Given the uneven
starting conditions, it is not surprising that Uzbek and Tajik
intellectuals resort to the different historiographic strategies.
It is also noteworthy that the historians of both nations
draw heavily on the scholarly traditions of the previous,
Soviet, generation of local scholars.
In constructing their own ethnic historical narrative, the
present-day Uzbek intellectuals make use of the history
of the territory paradigm, which was elaborated by the
historians of Soviet Uzbekistan. This approach implies that
the cultural heritage of a certain ethnos comprises all historical
names, persons and artifacts pertaining to the territory that
the given ethnos currently inhabits. This strategy makes it
possible to depict an uninterrupted continuum of "Uzbek"
history from the ancient times to the present. Thus, the written
texts and the monuments of material culture of the ancient
Khorezm and those located in the lands between Amu Darya and
Syr Darya rivers are said to be produced by the Uzbek genius,
despite the fact that the Uzbeks started conquering these
territories only in the end of the fifteenth century. No wonder
that the ruthless Turkic (although not Uzbek) ruler of the
fourteenth century, Amir Timur (Tamerlane), has become the
principal historical hero of the Uzbek master narrative. Every
Uzbek city has now a street named after him, there is a huge
Timur museum in the center of Uzbek capital, and his formidable
statues adorn the public parks in Samarkand (Timur’s capital)
and Tashkent.
In the same vein, contemporary Uzbekistan – an artificial
creature created by the Bolsheviks – is being portrayed as
nothing other than essentially a Greater Bukhara. Again, the
history of the territory approach comes in quite handy.
A Samarkand part of Russian/Soviet Turkestan, together with
the Tashkent region and the larger chunk of the Ferghana Valley
plus most of the historical Bukhara emirate and the pieces
of Khiva did indeed make up a new state formation.
Tajik scholars, having to deal with the rump of their historical
territory, cannot rely on a similar approach. "Their
strategy," says Rustam Shukurov, a specialist in Tajik
historiography at the Moscow University, "was to write
the history of Tajiks viewed as the history of living ethnos
with fluctuating, historically conditioned borders."
The foundation of this analytical paradigm was laid down by
Bobojon Ghafurov, the first secretary of Tajik communist party
in the 1940s-1950s and, later, director of the Moscow-based
Institute of Oriental Studies.
According to Ghafurov, the geography of Tajik history by
no means corresponds with the geographical borders of the
Tajik Soviet Socialist Republic. To be sure, this was an open
challenge, which caused a veritable barrage of criticism from
the champions of history of the territory approach.
Ghafurov’s intellectual influence can be traced, too, in the
decision of the Tajik government to celebrate in 1999 the
1,100th anniversary of the Samanid dynasty. The Samanid empire
(whose principal city was, by the way, Bukhara, now in Uzbekistan)
existed for about 200 years in the 9th and 10th
centuries, and, arguably, played a crucial role in the development
of the Persian culture. Being aware of the dearth of statist
elements in Tajik past, the authorities in Dushanbe have willingly
embraced the Samanids as a cultural symbol of Tajik civilization.
At the same time, Tajik academician M. Shakuri has recently
attempted to combine influential self-identification concepts
to reconceptualize the idea of "Great Khorasan"
as a cultural-geographical region. Great Khorasan is a territory
that comprises present-day Iran, Afghanistan, Tajikistan and
Uzbekistan. In the Persian-speaking world Khorasan was traditionally
regarded as the cradle of Iranian culture. In the opinion
of Moscow historian Shukurov, the significance of the "Khorasan
concept" is twofold. Firstly, the Tajik historical narrative
again spreads far beyond Tajikistan’s current borders, "thus
confirming its opposition to the history of the territory
strategies." Secondly, argues Shukurov, the Soviet
term "Tajik" is, in fact, being replaced by its
"Khorasan" equivalent – a term sanctified by tradition
and, for any representative of the neo-Persian civilization,
rich in cultural and historic symbolism.
Current Uzbek and Tajik historiographies are on a collision
course. The Uzbek application of the history of the territory
approach has, as its indirect political implication, placed
pressure on the Tajik minority in Samarkand and Bukhara to
give up its ethic identity, and register as Uzbek. Meanwhile,
the Tajik vision of the national past as the history of
living ethnos, no matter what its current state borders
are, appears to imply that Tajiks are, so far, unprepared
to reconcile themselves with the loss of the major centers
of the ancient Tajik-Persian civilization.
Editor’s Note: Igor Torbakov is a freelance journalist
who specializes in CIS political affairs. He holds an MA in
History from Moscow State University and a PhD from the Ukrainian
Academy of Sciences. He was a Regional Exchange Scholar at
the Kennan Institute, Woodrow Wilson International Center
for Scholars, Washington DC, 1995; Research Scholar at the
Institute of Russian History, Russian Academy of Sciences,
Moscow, 1988-1997; and Kiev correspondent for the Paris-based
weekly Russkaya mysl, 1998-2000.

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Posted June 12, 2000 © Eurasianet
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